In House Counsel Jobs | JDHuntr 39166 Compliance Officer, CT

To apply go to JDHuntr.com

*Overseeing all compliance aspects of the firm’s financial advisor platform. *Responding to regulatory inquiries pertaining to the firm’s financial advisor clients and platform. *Coordinating with programmers and other personnel on systems maintenance and enhancements of the firm’s financial advisor platform. *Conducting compliance testing of the firm’s financial advisor platform

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